Matthew P. Keefe

MKT AND ASSOCIATES LLC

TACOMA, WA 98402

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CRD#: 3273518

Professional summary

Matthew Phillip Keefe, CIMA®, who also goes by Matt Phillip Keefe, is a registered financial advisor currently at MKT AND ASSOCIATES LLC located in Tacoma, Washington.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Phillip Keefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Columbia River Advisors LLC Investment Adviser Managing Member/CIO Since 06/2016 Investment Related MKT and Associates LLC Investment Adviser Managing Member/CCO Since 02/2023 Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Phillip Keefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 20, 2024 - Present

MKT AND ASSOCIATES LLC

Office #1: 1201 Pacific Ave. Suite 605, Tacoma, WA 98402

RIA

CRD#: 329889

TACOMA, WA

Past

June 15, 2016 - August 30, 2024

COLUMBIA RIVER ADVISORS

RIA

CRD#: 15658

MENOMONEE FALLS, WI

Past

September 8, 2000 - September 5, 2001

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MKT AND ASSOCIATES LLC

CRD#: 329889 / SEC#: 801-129572

RIA

Registered Investment Advisory firm - (2/23/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2000

General Securities Representative Examination

Current Firm

MKT AND ASSOCIATES LLC

CRD#: 329889 / SEC#: 801-129572

RIA

Registered Investment Advisory firm - (2/23/2024 Approved)

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Contact information

Main Address

1201 Pacific Ave. Suite 605, Tacoma, WA 98402

Mailing Address

Phone number

(253) 252-2359

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MKT AND ASSOCIATES ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 275,475,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Matthew P. Keefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Phillip Keefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBIA RIVER ADVISORS

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

MORGAN STANLEY DISTRIBUTION, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

MKT AND ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2000

SIE

Date: 6/29/2016

Series 7

Date: 9/6/2000

Current Firm

MKT AND ASSOCIATES LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MKT AND ASSOCIATES LLC

TRUST BUT VERIFY

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