Jared M. Fragin
Professional summary
Jared Michael Fragin is a registered financial professional currently at RICE FINANCIAL PRODUCTS COMPANY located in New York, New York.
Jared is registered as a RR (Registered Representative) and started their career in finance in 2007. Jared has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jared Michael Fragin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2015 - Present
RICE FINANCIAL PRODUCTS COMPANY
Office #1: 3 Columbus Circle 15th Fl, New York, NY 10019August 19, 2013 - May 5, 2015
UBS FINANCIAL SERVICES INC.
May 30, 2013 - July 17, 2013
UBS SECURITIES LLC
May 30, 2013 - May 5, 2015
UBS FINANCIAL SERVICES INC.
May 20, 2009 - November 21, 2012
UBS SECURITIES LLC
November 14, 2007 - May 21, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2015)
(10/27/2015)
(10/27/2015)
(10/27/2015)
(11/30/2015)
(10/27/2015)
(10/27/2015)
(10/27/2015)
(10/27/2015)
(10/27/2015)
(10/27/2015)
(11/30/2015)
(10/27/2015)
(10/27/2015)
(11/30/2015)
(10/27/2015)
(10/27/2015)
(10/28/2015)
(10/27/2015)
(8/7/2017)
(3/29/2019)
(10/27/2015)
(10/27/2015)
(10/27/2015)
(11/30/2015)
(10/27/2015)
Exams
FINRA
Current Firm
RICE FINANCIAL PRODUCTS COMPANY
CRD#: 21606 / SEC#: , 8-39085
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
