Lindsey J. Underwood
Professional summary
Lindsey Joy Underwood, CFP®, who also goes by Lindsey Joy Schrendinger, Lindsey Joy Schwendinger, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lindsey has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lindsey Joy Underwood's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
January 3, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044October 19, 2009 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044October 28, 2009 - December 31, 2011
CHARLES SCHWAB & CO., INC.
January 2, 2009 - September 24, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 12, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 17, 2006 - September 24, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 12, 2004 - January 6, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 10, 2003 - July 7, 2004
EDWARD JONES
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2014)
(5/16/2012)
(10/19/2009)
(5/11/2012)
(10/26/2019)
(10/28/2009)
(7/22/2010)
(3/3/2020)
(11/18/2025)
(3/15/2022)
(1/24/2012)
(1/31/2020)
(2/13/2020)
(5/3/2011)
(9/4/2024)
(7/31/2013)
(10/17/2014)
(1/26/2023)
(3/14/2018)
(10/20/2020)
(3/6/2020)
(5/21/2015)
(6/19/2015)
(1/2/2013)
(4/5/2010)
(6/20/2019)
(10/19/2009)
(10/22/2019)
(5/3/2011)
(2/8/2010)
(4/10/2020)
(5/14/2018)
(3/11/2010)
(12/7/2012)
(6/21/2011)
(10/11/2019)
(9/16/2021)
(4/24/2020)
(2/3/2010)
(3/12/2020)
(8/27/2014)
(3/22/2010)
(4/11/2016)
(2/25/2010)
(7/30/2019)
(1/22/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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