Joseph B. Nuzzolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Brian Nuzzolo, who also goes by Joe Nuzzolo, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2018 - December 17, 2020
MOODY CAPITAL SOLUTIONS, INC
January 30, 2015 - June 8, 2016
KPMG CORPORATE FINANCE LLC
January 4, 2010 - February 5, 2013
LAZARD FRERES & CO. LLC
July 20, 2005 - April 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2004 - April 19, 2004
THOMAS WEISEL PARTNERS LLC
May 1, 2001 - December 17, 2002
J.P. MORGAN SECURITIES INC.
October 15, 1999 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/5/2024
General Securities Representative ExaminationCurrent Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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