Donna J. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Jane Lee was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1999. Donna had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2010 - December 31, 2013
BEECH CAPITAL ADVISORS, LLC
October 31, 2005 - December 31, 2008
OSAIC SERVICES, INC.
May 2, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 11, 2002 - April 22, 2003
SUNAMERICA SECURITIES, INC.
August 23, 2000 - January 14, 2002
PRINCIPAL SECURITIES, INC.
August 12, 1999 - August 14, 2000
IDS LIFE INSURANCE COMPANY
August 12, 1999 - August 14, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BEECH CAPITAL ADVISORS, LLC
CRD#: 150490 / SEC#:
Contact information
Red Flags
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