Gregory D. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Davis Kennedy was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2000. Gregory had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2017 - January 29, 2025
ROSENBLATT SECURITIES INC.
April 3, 2013 - July 28, 2016
UBS SECURITIES LLC
April 27, 2010 - January 15, 2013
BARCLAYS CAPITAL INC.
August 22, 2005 - March 31, 2010
CREDIT SUISSE SECURITIES (USA) LLC
January 24, 2000 - August 19, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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