Ginger A. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ginger Ann Miles, who also goes by Ginger Eckley, Ginger A. Miles, Ginger Miles, was a registered financial professional .
Ginger is a previously registered financial professional and started their career in finance in 1999. Ginger had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2022 - January 7, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 8, 2020 - November 11, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 8, 2020 - January 7, 2025
FIDELITY BROKERAGE SERVICES LLC
June 13, 2014 - May 4, 2018
THORNBURG INVESTMENT MANAGEMENT INC
August 6, 2013 - May 4, 2018
THORNBURG SECURITIES LLC
July 26, 2007 - July 15, 2013
JANUS HENDERSON DISTRIBUTORS US LLC
July 26, 2006 - July 24, 2007
CHASE INVESTMENT SERVICES CORP.
January 19, 2006 - July 24, 2007
CHASE INVESTMENT SERVICES CORP.
January 26, 2000 - June 2, 2005
PIPER SANDLER & CO.
October 18, 1999 - September 4, 2001
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/8/2020
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
