Naveen Nallapareddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Naveen Nallapareddy was a registered financial professional .
Naveen is a previously registered financial professional and started their career in finance in 2005. Naveen had worked at 2 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2009 - January 5, 2011
TRANSMARKET GROUP L.L.C.
July 26, 2005 - June 5, 2007
TRADELINK SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 5/16/2005
Limited Representative-Equity Trader ExamCurrent Firm
TRANSMARKET GROUP L.L.C.
CRD#: 15657 / SEC#: , 8-26579
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSMARKET GROUP, INC. | MAJORITY OWNER | |
| MCCORMICK, JAMES GLASS | CLASS MANAGER | 1689719 |
| ADAMS, DOUGLAS RYAN | CHIEF EXECUTIVE OFFICER | 4675945 |
| CAHNMAN, RAYMOND SIMPSON | CHAIRMAN OF THE BOARD/CLASS MANAGER | 1462431 |
| KLEIN, LAWRENCE BRUCE | CFO AML OFFICER | 709084 |
| MEIER, ERIC KARL | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 4763881 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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