Mitchell Robert Janoff | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mitchell Robert Janoff, who also goes by Mitch Janoff, Mitchell Robert Janoff, Mitchell Janoff, was a registered financial professional .

Mitchell is a previously registered financial professional and started their career in finance in 1999. Mitchell had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 56 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Mitch Janoff | Mitchell Robert Janoff | Mitchell Janoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MITCHELL JANOFF, 3 Crossways Park Drive West, Suite 110, Woodbury NY 11797, United States, 07/15/2024, Insurance Agent, Insurance/Benefits/Human Resources, INV REL, 12 HR/MO - 4 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/24/2024

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 24, 2024 - November 3, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Port Washington, NY

Past

July 10, 2024 - November 3, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Plainview, NY

Past

December 7, 2021 - July 31, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Stamford, CT

Past

November 26, 2021 - July 31, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD

CRD#: 2881

Stamford, CT

Past

March 15, 2021 - November 3, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SOUTHBURY, CT

Past

March 3, 2021 - November 3, 2021

MML INVESTORS SERVICES, LLC

BD

CRD#: 10409

SOUTHBURY, CT

Past

July 21, 2015 - October 15, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WESTPORT, CT

Past

June 16, 2015 - October 15, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD

CRD#: 2881

WESTPORT, CT

Past

June 12, 2012 - December 18, 2012

G-2 TRADING,LLC

BD

CRD#: 44018

NEW YORK, NY

Past

February 4, 2008 - March 3, 2008

SCHOTTENFELD GROUP LLC

BD

CRD#: 128103

NEW YORK, NY

Past

January 15, 2008 - January 22, 2008

FIRST NEW YORK SECURITIES L.L.C.

BD

CRD#: 16362

NEW YORK, NY

Past

May 7, 2007 - February 6, 2008

G-2 TRADING,LLC

BD

CRD#: 44018

NEW YORK, NY

Past

October 22, 1999 - February 16, 2001

J.P. MORGAN SECURITIES LLC

BD

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 7/17/2015

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 2/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/16/2015

General Securities Representative Examination

General Industry/Product Exam

RR

Series 56

Date: 6/11/2012

Proprietary Trader Qualification Examination

General Industry/Product Exam

RR

Series 55

Date: 2/13/2008

Limited Representative-Equity Trader Exam

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitchell R. Janoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

G-2 TRADING,LLC

SCHOTTENFELD GROUP LLC

FIRST NEW YORK SECURITIES L.L.C.

G-2 TRADING,LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2015

Series 63

Date: 2/22/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2015

Series 56

Date: 6/11/2012

Series 55

Date: 2/13/2008

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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