Christopher J. Barr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jay Barr, CFP®, who also goes by Chris Barr, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2015 - March 11, 2024
RED MOUNTAIN FINANCIAL, LLC
July 18, 2000 - August 24, 2015
CHARLES SCHWAB & CO., INC.
May 24, 2000 - August 24, 2015
CHARLES SCHWAB & CO., INC.
August 26, 1999 - April 11, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
RED MOUNTAIN FINANCIAL, LLC
CRD#: 277100 / SEC#: 801-128506
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RED MOUNTAIN FINANCIAL, LLC
CRD#: 277100 / SEC#: 801-128506
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 353 |
| AUM (Assets Under Management) | $ 174,405,074 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
