Wilhelmena Freeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilhelmena Freeman, who also goes by Mena Agnew, Mena Freeman, Wilhelmena Katrenia Freeman, was a registered financial professional .
Wilhelmena is a previously registered financial professional and started their career in finance in 1999. Wilhelmena had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2019 - April 27, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 5, 2019 - April 27, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 12, 2016 - November 27, 2017
PRUCO SECURITIES, LLC.
May 6, 2016 - November 27, 2017
PRUCO SECURITIES, LLC.
April 12, 2016 - April 26, 2016
PRINCIPAL SECURITIES, INC.
February 24, 2016 - April 26, 2016
PRINCIPAL SECURITIES, INC.
April 5, 2013 - August 10, 2015
PARK AVENUE SECURITIES LLC
February 21, 2013 - August 10, 2015
PARK AVENUE SECURITIES LLC
June 29, 2012 - January 31, 2013
NYLIFE SECURITIES LLC
March 2, 2007 - January 18, 2012
MSI FINANCIAL SERVICES, INC.
December 5, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 5, 2005 - February 16, 2012
MSI FINANCIAL SERVICES, INC.
October 27, 2003 - December 1, 2005
WAMU INVESTMENTS, INC.
December 8, 2000 - October 16, 2003
BANC ONE SECURITIES CORPORATION
October 27, 1999 - November 21, 2000
EDWARD JONES
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
