Scott Hallas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Hallas was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - February 22, 2018
EXECUTION ACCESS, LLC
July 16, 2008 - July 11, 2013
BGC FINANCIAL, L.P.
July 15, 2008 - July 16, 2008
CANTOR FITZGERALD & CO.
October 26, 1999 - May 4, 2007
BNY MELLON SECURITIES CORPORATION
August 16, 1999 - October 4, 1999
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EXECUTION ACCESS, LLC
CRD#: 148423 / SEC#: , 8-68021
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
