Charles J. Rack
Professional summary
Charles Joseph Rack is a registered financial professional currently at BOREAL CAPITAL SECURITIES LLC located in Miami, Florida.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1999. Charles has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Joseph Rack's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2018 - Present
BOREAL CAPITAL SECURITIES LLC
Office #1: 1450 Brickell Avenue, Suite 2900, Miami, FL 33131Office #2: 1450 Brickell Avenue Suite 2900, Miami, FL 33131July 31, 2017 - January 2, 2018
INSIGNEO SECURITIES, LLC
January 30, 2009 - July 31, 2017
NORTHEAST SECURITIES, LLC
August 4, 2003 - August 12, 2008
UBS INTERNATIONAL INC.
July 25, 2003 - August 12, 2008
UBS INTERNATIONAL INC.
October 21, 1999 - July 28, 2003
MORGAN STANLEY DW INC.
October 20, 1999 - July 28, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(1/8/2018)
(1/8/2018)
(1/8/2018)
Exams
FINRA
Current Firm
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599 / SEC#: , 8-68910
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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Company Information
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599Miami, FL 33131TRUST BUT VERIFY
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