Lee E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Edward Johnson was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2005. Lee had worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - November 10, 2017
USAA FINANCIAL PLANNING SERVICES
March 10, 2008 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
March 10, 2008 - November 10, 2017
USAA FINANCIAL ADVISORS, INC.
April 2, 2007 - December 14, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - December 14, 2007
MORGAN STANLEY & CO. LLC
June 13, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
March 29, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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