Joel A. Callins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Aldrich J Callins, who also goes by Joel Aldrich Callins, was a registered financial advisor .
Joel is a previously registered financial advisor and started their career in finance in 1999. Joel had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2006 - December 31, 2006
CALLINS ASSET MANAGEMENT, LLC
September 3, 2004 - December 31, 2004
CALLINS ASSET MANAGEMENT, LLC
May 4, 2002 - December 31, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
April 19, 2001 - June 14, 2002
THE MALACHI GROUP, INC.
August 30, 1999 - January 26, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
