Susan J. Chesney

DELEGATED PLANNING

Denver, CO

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CRD#: 3271730

Professional summary

Susan Jeanmarie Chesney, CFP® is a registered financial advisor currently at DELEGATED PLANNING located in Denver, Colorado.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Susan has worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Planning Zoo, LLC. Non-investment related. Located at: 1860 Barnett Shoals Rd, Ste 103 PMB 445, Athens, GA. 30605. Teaching financial planning students and providing data entry services to financial planning programs. Co-founder. Starting 8/29/2022. Approximately 15 hours per month are spent in this role. Duties are varied, including organizational setup, accounting, marketing, and business development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jeanmarie Chesney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

June 18, 2013 - Present

DELEGATED PLANNING

RIA

CRD#: 166413

Denver, CO

Past

May 20, 2008 - June 20, 2011

CHESNEY & COMPANY

RIA

CRD#: 130644

DENVER, CO

Past

July 29, 2004 - May 3, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

DENVER, CO

Past

November 25, 2003 - May 3, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 30, 2003 - November 24, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

March 15, 2002 - August 7, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

DENVER, CO

Past

October 22, 1999 - August 4, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/28/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/23/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/1999

General Securities Representative Examination

Current Firm

DELEGATED PLANNING

CHESNEY, SUSAN J. | DELEGATED PLANNING, LLC | DELEGATED PLANNING

CRD#: 166413 / SEC#:

Colorado

Registered Investment Advisory firm - (6/18/2013 Approved)

Texas

Registered Investment Advisory firm - (12/5/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 997-8834

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan J. Chesney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jeanmarie Chesney's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELEGATED PLANNING

CHESNEY & COMPANY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VERAVEST INVESTMENTS, INC.

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/2000

Series 65

Date: 12/23/1999

Series 7

Date: 10/18/1999

Current Firm

DELEGATED PLANNING

Contact information

Documents

Red Flags

Company Information

DELEGATED PLANNING

TRUST BUT VERIFY

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