TC
Tamara L. Clingan
NOVA WEALTH MANAGEMENT
Bonita Springs, FL 34134
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CRD#: 3271631
TC
Professional summary
Tamara Laura Clingan, who also goes by Tamara L Chapman, Tamara Laura Chapman, Tamara L Janitz, is a registered financial advisor currently at NOVA WEALTH MANAGEMENT, INC. located in Bonita Springs, Florida.
Tamara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Tamara has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tamara L Chapman | Tamara Laura Chapman | Tamara L Janitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NOVA WEALTH MANAGEMENT; INVESTMENT RELATED; 24311 Walden Center Drive, Suite 200, BONITA SPRINGS, FL; RIA; CLIENT SERVICES; 07/2015; 20 HOURS/MONTH; 20 HOURS/MONTH DURING SECURITIES HOURS; CLIENT CLERICAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Tamara Laura Clingan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2017 - Present
NOVA WEALTH MANAGEMENT, INC.
Office #1: 24311 Walden Center Dr Suite 200, Bonita Springs, FL 34134RIA
CRD#: 169450
Bonita Springs, FL
Past
May 8, 2018 - May 13, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bonita Springs, FL
Past
July 15, 2015 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
BONITA SPRINGS, FL
Past
July 8, 2010 - June 15, 2015
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NAPLES, FL
Past
August 8, 2000 - February 11, 2002
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOVA WEALTH MANAGEMENT, INC.
NOVA WEALTH MANAGEMENT, INC.
CRD#: 169450 / SEC#: 801-128016
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (7/21/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2023 Terminated)New York
Registered Investment Advisory firm - (6/21/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NW
NOVA WEALTH MANAGEMENT, INC.
NOVA WEALTH MANAGEMENT, INC.
CRD#: 169450 / SEC#: 801-128016
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (7/21/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2023 Terminated)New York
Registered Investment Advisory firm - (6/21/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24311 Walden Center Dr Suite 200, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1794
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 682 |
| AUM (Assets Under Management) | $ 190,976,776 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
