Tyler M. Heath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Manning Heath was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 1999. Tyler had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - February 3, 2017
ORCHARD SECURITIES, LLC
April 15, 2013 - June 11, 2013
ORCHARD SECURITIES, LLC
January 29, 2010 - September 2, 2011
J.P. TURNER & COMPANY, L.L.C.
January 16, 2008 - May 5, 2009
OMNI BROKERAGE, INC.
April 27, 2004 - July 13, 2006
GOLDMAN SACHS & CO. LLC
January 14, 2003 - July 22, 2003
OSAIC FA, INC.
November 15, 2002 - July 22, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 15, 2002 - July 22, 2003
OSAIC FA, INC.
August 3, 2001 - February 1, 2002
FIRST MONTAUK SECURITIES CORP.
October 27, 1999 - August 6, 2001
VOYA FINANCIAL ADVISORS, INC.
August 17, 1999 - October 11, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
