Joseph C. Zastrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Chad Zastrow, who also goes by Joseph C Zastrow, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1999. Joseph had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2017 - December 6, 2017
INVESTSHARES ADVISOR GROUP LLC
August 17, 2017 - November 14, 2017
INVESTSHARES
June 14, 2017 - June 27, 2017
INVESTSHARES
November 5, 2008 - March 8, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
July 18, 2006 - November 28, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
January 18, 2000 - March 8, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
September 15, 1999 - November 10, 1999
HANTZ FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTSHARES ADVISOR GROUP LLC
CRD#: 168085 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 4,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
