JM
Jeffrey A. Messer
BAKER TILLY WEALTH MANAGEMENT
INDIANAPOLIS, IN 46240
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CRD#: 3271470
JM
Professional summary
Jeffrey Arthur Messer, who also goes by Jeffrey A Messer, is a registered financial advisor currently at BAKER TILLY WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeffrey has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey A Messer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") IS A CONTROLLED SUBSIDIARY OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 100% OF TIME IS SPENT ON ADVISORY SERVICES WITH BTWM. THERE IS AN EXPENSE SHARING AGREEMENT IN PLACE BETWEEN BTWM & BAKER TILLY WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Arthur Messer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2020 - Present
BAKER TILLY WEALTH MANAGEMENT, LLC
Office #1: 8365 Keystone Crossing Ste 300, Indianapolis, IN 46240RIA
CRD#: 167811
INDIANAPOLIS, IN
Past
March 18, 2019 - December 26, 2020
BAKER TILLY INVESTMENT SERVICES
RIA
CRD#: 300822
INDIANAPOLIS, IN
Past
July 20, 2017 - March 29, 2019
UMBAUGH CASH ADVISORY SERVICES, LLC
RIA
CRD#: 136904
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/23/2020)
IAR
Minnesota(1/5/2021)
Current Firm
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(833) 761-0673
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,165 |
| AUM (Assets Under Management) | $ 4,601,242,128 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 09/11/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
