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LW

Louis Weitkam

INTERCHANGE CLEARING LLC
VANCOUVER, WA 98660
Some features on this profile are disabled
CRD#: 3271399
LW

Professional summary


Louis Weitkam III, who also goes by Louis Weitkam, is a registered financial professional currently at INTERCHANGE CLEARING LLC located in Vancouver, Washington.

Louis is registered as a RR (Registered Representative) and started their career in finance in 2001. Louis has worked at 7 firms and has passed the Series 52TO, Series 99TO, SIE, Series 7, Series 27 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Louis Weitkam

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Louis Weitkam III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2025 - Present

INTERCHANGE CLEARING LLC

Office #1: 700 Washington Street Suite 401, Vancouver, WA 98660
BD
CRD#: 332577
VANCOUVER, WA
Past

September 5, 2023 - August 1, 2024

MOOMOO FINANCIAL INC.

BD
CRD#: 283078
JERSEY CITY, NJ
Past

September 5, 2023 - August 1, 2024

FUTU CLEARING INC

BD
CRD#: 298769
DALLAS, TX
Past

April 14, 2021 - October 7, 2023

EMBED CLEARING LLC

BD
CRD#: 309519
VANCOUVER, WA
Past

October 22, 2012 - November 13, 2020

AXOS CLEARING LLC

BD
CRD#: 117176
OMAHA, NE
Past

January 1, 2005 - October 2, 2012

D.A. DAVIDSON & CO.

BD
CRD#: 199
OMAHA, NE
Past

March 27, 2001 - January 1, 2005

KFS BD, INC.

BD
CRD#: 490
OMAHA, NE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IC
INTERCHANGE CLEARING LLC
INTERCHANGE CLEARING LLC

CRD#: 332577 / SEC#: , 8-71264

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
700 Washington Street Suite 401, Vancouver, WA 98660
Mailing Address
700 Washington Street Suite 401, Vancouver, WA 98660
Phone number
+1 (855) 468-7934
Established
Delaware since 06/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
INTERCHANGE FINANCIAL TECHNOLOGIES INC.OWNER
BARBANO, LYNLEY ESTELLEPRINCIPAL OPERATIONS OFFICER2239052
BRIDGEFORD, LISA ANNCHIEF COMPLIANCE OFFICER2226230
GILES, MICHAEL HARLANDCEO/PRESIDENT6148642
WEITKAM, LOUIS IIIFINOP, PRINCIPAL FINANCIAL OFFICER3271399

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERCHANGE CLEARING LLC

CRD#: 332577Vancouver, WA 98660

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