AM
Anthony D. Mayorkas
BROOKFIELD PRIVATE ADVISORS LLC
Westlake Village, CA 91361
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CRD#: 3271107
AM
Professional summary
Anthony David Mayorkas, CFA is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in Westlake Village, California.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2006. Anthony has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 30 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony David Mayorkas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 29, 2024 - Present
BROOKFIELD PRIVATE ADVISORS LLC
Office #1: 3011 Townsgate Rd Suite #330, Westlake Village, CA 91361BD
CRD#: 151423
Westlake Village, CA
Past
December 22, 2021 - October 30, 2024
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
BD
CRD#: 313390
Los Angeles, CA
Past
April 30, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
BD
CRD#: 151423
NEW YORK, NY
Past
January 2, 2019 - December 31, 2019
AQR INVESTMENTS, LLC
BD
CRD#: 289244
Santa Monica, CA
Past
January 3, 2013 - December 31, 2018
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
Santa Monica, CA
Past
May 11, 2006 - November 2, 2012
NUVEEN SECURITIES, LLC
BD
CRD#: 469
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2024)
RR
Alaska(10/29/2024)
RR
Arizona(10/29/2024)
RR
Arkansas(10/29/2024)
RR
California(10/29/2024)
RR
Colorado(10/29/2024)
RR
Connecticut(10/29/2024)
RR
Delaware(10/29/2024)
RR
District of Columbia(10/29/2024)
RR
Florida(10/29/2024)
RR
Georgia(10/29/2024)
RR
Hawaii(10/29/2024)
RR
Idaho(10/29/2024)
RR
Illinois(10/29/2024)
RR
Indiana(10/29/2024)
RR
Iowa(10/29/2024)
RR
Kansas(10/29/2024)
RR
Kentucky(10/29/2024)
RR
Louisiana(10/29/2024)
RR
Maine(10/29/2024)
RR
Maryland(10/29/2024)
RR
Massachusetts(10/29/2024)
RR
Michigan(10/29/2024)
RR
Minnesota(10/29/2024)
RR
Mississippi(10/29/2024)
RR
Missouri(10/29/2024)
RR
Montana(10/29/2024)
RR
Nebraska(10/29/2024)
RR
Nevada(10/29/2024)
RR
New Hampshire(10/29/2024)
RR
New Jersey(10/29/2024)
RR
New Mexico(10/29/2024)
RR
New York(10/29/2024)
RR
North Carolina(10/29/2024)
RR
North Dakota(10/29/2024)
RR
Ohio(10/29/2024)
RR
Oklahoma(10/29/2024)
RR
Oregon(10/29/2024)
RR
Pennsylvania(10/29/2024)
RR
Rhode Island(10/29/2024)
RR
South Carolina(10/29/2024)
RR
South Dakota(10/29/2024)
RR
Tennessee(10/29/2024)
RR
Texas(10/29/2024)
RR
Utah(10/29/2024)
RR
Vermont(10/29/2024)
RR
Virginia(10/29/2024)
RR
Washington(10/29/2024)
RR
West Virginia(10/29/2024)
RR
Wisconsin(10/29/2024)
RR
Wyoming(10/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC
CRD#: 151423 / SEC#: , 8-68370
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Mailing Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Phone number
(212) 417-7000
Established
Delaware since 07/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKFIELD PRIVATE ADVISORS LLC
CRD#: 151423Westlake Village, CA 91361TRUST BUT VERIFY
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