Ian C. Formigle

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CRD#: 3270987

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ian Charles Formigle was a registered financial professional .

Ian is a previously registered financial professional and started their career in finance in 2002. Ian had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CrowdStreet Inc. which is the parent company of CrowdStreet Capital (broker-dealer) and CrowdStreet Advisors (investment advisory). 09/2014-Present. Austin, TX. CrowdStreet Advisors, investment related, Austin TX, Chief Investment Officer, 05/2023-Present. Tartan Druim Home Owners Association, not investment related, Treasurer, 12/2024-Present. Bend, OR.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 27, 2023 - February 13, 2025

CROWDSTREET ADVISORS, LLC

RIA

CRD#: 299176

Bend, OR

Past

September 19, 2022 - February 13, 2025

CROWDSTREET CAPITAL LLC

CRD#: 312762

NEW YORK, NY

Past

October 5, 2016 - June 21, 2017

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

SALT LAKE CITY, UT

Past

December 21, 2010 - April 13, 2015

SKB SECURITIES

CRD#: 38761

PORTLAND, OR

Past

April 23, 2002 - July 22, 2002

PREFERREDTRADE, INC.

CRD#: 10993

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROWDSTREET ADVISORS, LLC

CRD#: 299176 / SEC#: 801-114281

RIA

Registered Investment Advisory firm - (11/15/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/18/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/31/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2010

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 5/23/2002

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 11/16/2023

General Securities Principal Examination

Current Firm

CROWDSTREET ADVISORS, LLC

CRD#: 299176 / SEC#: 801-114281

RIA

Registered Investment Advisory firm - (11/15/2018 Approved)

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Contact information

Main Address

98 San Jacinto Boulevard Suite 400, Austin, TX 78701

Mailing Address

Phone number

(888) 432-7693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CROWDSTREET ADVISORS FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 244,003,089

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/05/2025	Cover Page	Report
06/14/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian C. Formigle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CROWDSTREET CAPITAL LLC

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

SKB SECURITIES

PREFERREDTRADE, INC.

Primary Firm SEC Registration

CROWDSTREET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2023

Series 63

Date: 1/18/2011

Series 7TO

Date: 9/19/2022

SIE

Date: 5/31/2022

Series 7

Date: 12/20/2010

Series 55

Date: 5/23/2002

Series 24

Date: 11/16/2023

Current Firm

CROWDSTREET ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CROWDSTREET ADVISORS, LLC

TRUST BUT VERIFY

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