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Scott David Mason

CRD# 3270983·Registered 1999 - 2011
Barred: Scott David Mason was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Scott David Mason, who also goes by Burry Mason, Scott D Mason, Scott Mason, was a registered financial advisor. Scott was a previously registered financial advisor and started their career in finance 1999 - 2011. Scott had worked at 11 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Burry Mason, Scott D Mason, Scott Mason

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

OCEAN VIEW CAPITAL, LLC·CRD# 148616
BD
Rancho Santa Fe, CA
January 28, 2011 - May 31, 2011
STERLING CAPITAL MANAGEMENT, INC.·CRD# 151102
RIA
Deland, FL
September 24, 2009 - May 12, 2014
MERRIMAC CORPORATE SECURITIES, INC.·CRD# 35463
BD
Deland, FL
July 21, 2009 - January 30, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC·CRD# 124446
RIA
Deland, FL
April 13, 2009 - August 7, 2009
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Deland, FL
April 13, 2009 - August 7, 2009
1ST WORLDWIDE FINANCIAL PARTNERS, LLC·CRD# 132038
BD
Deland, FL
October 5, 2006 - April 15, 2009
INVESTACORP, INC.·CRD# 7684
BD
Deland, FL
September 7, 2006 - November 1, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC·CRD# 36451
BD
Deland, FL
February 15, 2005 - October 5, 2006
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
November 20, 2001 - February 15, 2005
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Columbus, OH
March 23, 2000 - September 14, 2000
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
August 31, 1999 - February 10, 2000

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Current Firm

OV
OCEAN VIEW CAPITAL, LLC

OCEAN VIEW CAPITAL, LLC | OCEANVIEW CAPITAL, LLC

CRD#: 148616 / SEC#: 8-68045
BD
Terminated by SEC on 12/27/2011

Contact Information

Established

Delaware since 05/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INDIGO INVESTMENT GROUP INCMEMBER—
HYATT, LISA RENEMANAGING PARTNER & CEO4586164
CARSON, WILLIAM HUGHFINOP722967
KATSAFAROS, GUS PETERCOO2552810
LARSON, ROBERT JEROMEDIRECTOR OF COMPLIANCE & CCO1565322

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1999About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 2003About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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