James L. Robuck, Cdfa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Lynn Robuck, Cdfa, who also goes by James Lynn Robuck, Jim Robuck, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1999. James had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2015 - December 20, 2024
JL ROBUCK COMPANY
June 26, 2009 - August 25, 2015
LPL FINANCIAL LLC
June 25, 2009 - August 25, 2015
LPL FINANCIAL LLC
December 9, 2003 - July 10, 2009
CHARLES SCHWAB & CO., INC.
March 26, 2003 - July 10, 2009
CHARLES SCHWAB & CO., INC.
September 21, 1999 - March 19, 2003
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JL ROBUCK COMPANY
CRD#: 226725 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 300,000 |
Red Flags
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