Mary J. Dacek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Jane Dacek, CFP®, who also goes by Mary Jane Miranda, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1999. Mary had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2018 - February 4, 2019
TRUIST ADVISORY SERVICES, INC.
June 20, 2018 - February 4, 2019
TRUIST INVESTMENT SERVICES, INC.
March 28, 2017 - June 14, 2018
CITI PRIVATE ALTERNATIVES, LLC
December 18, 2013 - June 14, 2018
CITIGROUP GLOBAL MARKETS INC.
November 19, 2013 - June 14, 2018
CITIGROUP GLOBAL MARKETS INC.
December 4, 2007 - March 24, 2009
HSBC SECURITIES (USA) INC.
January 1, 2005 - March 24, 2009
HSBC SECURITIES (USA) INC.
May 14, 2004 - January 1, 2005
HSBC BROKERAGE (USA) INC.
August 7, 2003 - May 4, 2004
CITICORP INVESTMENT SERVICES
June 2, 2000 - September 18, 2002
CITICORP INVESTMENT SERVICES
February 3, 2000 - March 10, 2000
CITICORP INVESTMENT SERVICES
August 25, 1999 - December 17, 1999
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
