Joseph D. Beshara

BAHL & GAYNOR

Tampa, FL

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CRD#: 3270794

Professional summary

Joseph David Beshara, who also goes by Joe Beshara, Joseph D Beshara, Joseph Beshara, Joseph David Beshara, is a registered financial advisor currently at BAHL & GAYNOR INC located in Tampa, Florida and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Beshara | Joseph D Beshara | Joseph Beshara | Joseph David Beshara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BG IS, LLC; Investment Related; Investment Consulting; Tampa, FL; 07/2023; Principal, Institutional Portfolio Consultant; focused on providing elite client service and support to wealth managers and institutions; 160 Hrs./Mo. Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph David Beshara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2024 - Present

BAHL & GAYNOR INC

RIA

CRD#: 106139

Tampa, FL

Current

October 19, 2023 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

December 20, 2010 - July 6, 2023

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Tampa, FL

Past

December 20, 2010 - July 6, 2023

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

LISLE, IL

Past

March 10, 2009 - December 22, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

DEERFIELD, IL

Past

November 30, 2007 - February 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

November 30, 2007 - February 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

April 2, 2007 - December 5, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

RIVERWOODS, IL

Past

April 2, 2007 - December 5, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

RIVERWOODS, IL

Past

January 20, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RIVERWOODS, IL

Past

August 30, 1999 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

RIVERWOODS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/19/2023)

IAR

California
(2/28/2024)

Florida
(10/19/2023)

IAR

Florida
(3/26/2024)

Puerto Rico
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/13/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/3/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/1/2005

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

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Contact information

Main Address

255 East Fifth Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 287-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAHL & GAYNOR ADV PART 2A (11/18/2025)

BAHL & GAYNOR ADV PART 2B (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,201
AUM (Assets Under Management)	$ 21,240,513,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph D. Beshara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph David Beshara's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

NYLIFE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BAHL & GAYNOR INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/1999

SIE

Date: 10/1/2018

Series 31

Date: 2/13/2001

Series 7

Date: 8/27/1999

Series 10

Date: 10/3/2005

Series 9

Date: 8/1/2005

FINRA

Current Firm

BAHL & GAYNOR INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAHL & GAYNOR INC

TRUST BUT VERIFY

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