Michael D. Woodard
Professional summary
Michael David Woodard was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Michael had worked at 9 firms, which includes BRITEHORN SECURITIES, 1792 SECURITIES LLC, VIANT CAPITAL LLC, CAPITAL SOLUTIONS DISTRIBUTORS LLC, ALLIANZ LIFE FINANCIAL SERVICES LLC, KESTRA INVESTMENT SERVICES LLC, ING FUNDS DISTRIBUTOR INC., DIRECTED SERVICES LLC, FIRST UNION BROKERAGE SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2014 - July 27, 2015
BRITEHORN SECURITIES
February 7, 2012 - June 19, 2013
1792 SECURITIES, LLC
December 2, 2009 - February 9, 2010
VIANT CAPITAL LLC
October 15, 2007 - November 17, 2009
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
August 9, 2006 - October 15, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 14, 2003 - June 3, 2006
KESTRA INVESTMENT SERVICES, LLC
July 14, 2000 - September 5, 2000
ING FUNDS DISTRIBUTOR, INC.
May 11, 2000 - January 10, 2003
DIRECTED SERVICES LLC
August 2, 1999 - September 1, 1999
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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