David J. Brzycki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Brzycki, who also goes by Dave Brzycki, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2023 - June 3, 2024
BMO ASSET MANAGEMENT CORP.
February 19, 2021 - December 31, 2022
BMO ASSET MANAGEMENT CORP.
August 1, 2012 - December 14, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - December 31, 2020
BMO ASSET MANAGEMENT CORP.
January 10, 2006 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
August 22, 2000 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
November 22, 1999 - August 10, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
BMO ASSET MANAGEMENT CORP.
CRD#: 106466 / SEC#: 801-35533
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO ASSET MANAGEMENT CORP.
CRD#: 106466 / SEC#: 801-35533
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 5,186,280,670 |
Red Flags
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