Jon M. Welin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Marc Welin was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1999. Jon had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - July 6, 2012
AMERICAN INVESTMENT SERVICES
September 25, 2008 - December 3, 2009
MIDAMERICA FINANCIAL SERVICES, INC.
January 3, 2008 - March 9, 2010
AMERICAN INVESTMENT SERVICES
June 14, 2006 - October 18, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
June 13, 2006 - October 18, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 1, 2003 - June 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - June 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 7, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 7, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 12, 1999 - April 4, 2000
PRIME CAPITAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN INVESTMENT SERVICES
CRD#: 144088 / SEC#: 801-68338
Contact information
Red Flags
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