Kevin A. Leeds

VISION RETIREMENT

Maywood, NJ 07607

CRD#: 3270436

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Professional summary

Kevin Allen Leeds is a registered financial advisor currently at VISION RETIREMENT located in Maywood, New Jersey.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kevin has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Allen Leeds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2026 - Present

VISION RETIREMENT

Office #1: 255 West Spring Valley, Avenue Suite 207, Maywood, NJ 07607

RIA

CRD#: 173064

Maywood, NJ

Past

February 18, 2022 - May 6, 2026

VAUGHAN AND COMPANY SECURITIES, INC.

RIA

CRD#: 18826

RIDGEWOOD, NJ

Past

August 10, 2000 - December 31, 2020

VAUGHAN AND COMPANY SECURITIES, INC.

CRD#: 18826

RIDGEWOOD, NJ

Past

November 22, 1999 - June 15, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISION RETIREMENT

THE LANZA FINANCIAL GROUP | VISION RETIREMENT, LLC | VISION RETIREMENT

CRD#: 173064 / SEC#: 801-126524

RIA

Registered Investment Advisory firm - (9/8/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/30/2022 Terminated)

New York

Registered Investment Advisory firm - (9/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VISION RETIREMENT

THE LANZA FINANCIAL GROUP | VISION RETIREMENT, LLC | VISION RETIREMENT

CRD#: 173064 / SEC#: 801-126524

RIA

Registered Investment Advisory firm - (9/8/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/30/2022 Terminated)

New York

Registered Investment Advisory firm - (9/14/2022 Terminated)

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Contact information

Main Address

171 East Ridgewood Avenue Suite 205, Ridgewood, NJ 07450

Mailing Address

Phone number

(201) 447-2212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - VISION RETIREMENT (7/17/2025)

ADV 2A - THE LANZA FINANCIAL GROUP (DBA) (5/9/2025)

FORM CRS - THE LANZA FINANCIAL GROUP (DBA) (2/12/2025)

Regulatory assets under management

Total Number of Accounts	856
AUM (Assets Under Management)	$ 497,261,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin A. Leeds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Allen Leeds's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAUGHAN AND COMPANY SECURITIES, INC.

VAUGHAN AND COMPANY SECURITIES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

VISION RETIREMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2022

Series 63

Date: 10/6/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2003

Series 6

Date: 11/19/1999

Current Firm

VISION RETIREMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISION RETIREMENT

TRUST BUT VERIFY

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