Wendy M Boren
Professional Summary
Wendy M Boren, who also goes by Wendy Mills Woods, was a registered financial advisor. Wendy was a previously registered financial professional and started their career in finance 2000 - 2020. Wendy had worked at 3 firms and has passed the SIE, Series 28 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wendy Mills Woods
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
EDMONDS INVESTMENTS, INC. | TRUSTMARK INVESTMENTS, INC. | TRUSTCORE INVESTMENTS, INC. | TRUSTCORE INVESTMENTS LLC | SOUTHERN FINANCIAL SECURITIES CORPORATION | JACQUES-MILLER FINANCIAL SERVICES, INC.
Contact Information
Established
Tennessee since 12/30/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUSTCORE LLC | HOLDING COMPANY | — |
| EDMONDS, DARRYL LYNN | VICE PRESIDENT, TRUSTCORE INVESTMENTS, LLC | 1048644 |
| EDMONDS, DARRYL LYNN | CHIEF FINANCIAL OFFICER, TRUSTCORE INVESTMENTS, LLC. | 1048644 |
| JACOBS, MIKAEL WINNIE | PRESIDENT, TRUSTCORE INVESTMENTS, LLC | 1347389 |
| MCINTYRE, LARUE GEE | CHIEF COMPLIANCE OFFICER | 717700 |
| REED, WILLIAM CRAIG | DIRECTOR, TRUSTCORE INVESTMENTS, LLC | 3022148 |
| SINCLAIR, BOBBY WEATHERFORD | DIRECTOR, TRUSTCORE INVESTMENTS LLC | 1153428 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2009About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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