Wendy M. Boren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy M Boren, who also goes by Wendy Mills Woods, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 2000. Wendy had worked at 3 firms and has passed the SIE, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2010 - December 31, 2020
TRUSTCORE INVESTMENTS LLC
August 11, 2009 - July 27, 2010
CENTER STREET SECURITIES, INC.
April 5, 2000 - October 22, 2004
PFIC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 8/10/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TRUSTCORE INVESTMENTS LLC
CRD#: 15423 / SEC#: , 8-32152
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUSTCORE LLC | HOLDING COMPANY | |
| EDMONDS, DARRYL LYNN | VICE PRESIDENT, TRUSTCORE INVESTMENTS, LLC | 1048644 |
| EDMONDS, DARRYL LYNN | CHIEF FINANCIAL OFFICER, TRUSTCORE INVESTMENTS, LLC. | 1048644 |
| JACOBS, MIKAEL WINNIE | PRESIDENT, TRUSTCORE INVESTMENTS, LLC | 1347389 |
| MCINTYRE, LARUE GEE | CHIEF COMPLIANCE OFFICER | 717700 |
| REED, WILLIAM CRAIG | DIRECTOR, TRUSTCORE INVESTMENTS, LLC | 3022148 |
| SINCLAIR, BOBBY WEATHERFORD | DIRECTOR, TRUSTCORE INVESTMENTS LLC | 1153428 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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