John L. Schmidt
Professional summary
John Louis Schmidt is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 56, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Louis Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2012 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003June 2, 2003 - January 4, 2010
TRILLIUM BROKERAGE SERVICES, LLC
October 25, 1999 - June 4, 2003
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 5/5/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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