Janice J. Owens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Jayne Owens, who also goes by Janice Jayne Siewert, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1999. Janice had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2016 - July 13, 2023
HAZARD & SIEGEL, INC.
October 8, 2008 - January 30, 2015
HAZARD & SIEGEL, INC.
September 11, 2007 - September 16, 2008
BISHOP, ROSEN & CO., INC.
July 7, 2004 - August 30, 2007
OSAIC WEALTH, INC.
September 10, 1999 - July 19, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
