Vijaykumar Nair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vijaykumar Nair, who also goes by VIjayakumar Achu, Vijay Nair, Vijaykumar A Nair, Vijaykumar Achuthan Nair, was a registered financial professional .
Vijaykumar is a previously registered financial professional and started their career in finance in 2000. Vijaykumar had worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2025 - June 10, 2025
MML INVESTORS SERVICES, LLC
May 19, 2025 - June 10, 2025
MML INVESTORS SERVICES, LLC
September 21, 2021 - December 17, 2024
J.P. MORGAN SECURITIES LLC
September 9, 2021 - December 17, 2024
J.P. MORGAN SECURITIES LLC
February 13, 2019 - September 21, 2020
HORNOR, TOWNSEND & KENT, LLC
October 23, 2018 - September 21, 2020
HORNOR, TOWNSEND & KENT, LLC
September 28, 2015 - October 12, 2018
MML INVESTORS SERVICES, LLC
September 10, 2015 - October 12, 2018
MML INVESTORS SERVICES, LLC
December 12, 2014 - March 17, 2015
EAGLE STRATEGIES LLC
November 5, 2014 - March 17, 2015
NYLIFE SECURITIES LLC
January 30, 2014 - July 3, 2014
SCOTTRADE, INC.
December 7, 2012 - October 31, 2013
HORNOR, TOWNSEND & KENT, LLC
November 15, 2012 - October 31, 2013
HORNOR, TOWNSEND & KENT, LLC
August 9, 2012 - October 19, 2012
EQUITABLE ADVISORS, LLC
July 9, 2012 - October 19, 2012
EQUITABLE ADVISORS, LLC
December 22, 2008 - September 9, 2010
NATIONAL FINANCIAL SERVICES LLC
May 30, 2008 - July 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 2006 - October 30, 2007
E*TRADE SECURITIES LLC
January 2, 2004 - March 14, 2006
TD AMERITRADE, INC.
November 8, 2000 - July 23, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 8, 2000 - July 23, 2003
MSI FINANCIAL SERVICES, INC.
July 10, 2000 - September 6, 2000
MILLENNIUM SECURITIES CORP.
July 10, 2000 - January 25, 2001
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSMUTUAL HOLDING LLC | MEMBER | |
| BAUER, THOMAS K | CHIEF TECHNOLOGY OFFICER | 4759472 |
| BOWMAN, VAUGHN CHARLES | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD | 4725044 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| LAPIANA, PAUL ANTHONY | DIRECTOR | 2237245 |
| MALLEE, JOSEPH PATRICK III | DIRECTOR | 4231618 |
| MINK, DAVID MYERS | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | 2606831 |
| RANDALL, GEORGE ASHLEY IV | FIELD RISK OFFICER | 4881503 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| ROGERS REID, COURTNEY MCKENZIE | CHIEF COMPLIANCE OFFICER | 5374512 |
| VACCARO, JOHN ARTHUR | CHAIRMAN EMERITUS | 2264004 |
| WILKINSON, MARY BEA | VICE PRESIDENT | 2159909 |
Regulatory assets under management
| Total Number of Accounts | 392,820 |
| AUM (Assets Under Management) | $ 90,021,969,258 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
