Dana W. Gower

MILLENNIUM PLANNING GROUP

Cary, NC

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CRD#: 3270042

Professional summary

Dana Wallace Gower, who also goes by Dana W Gower, is a registered financial advisor currently at MILLENNIUM PLANNING GROUP, LLC located in Cary, North Carolina.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dana has worked at 8 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dana W Gower

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IN ADDITION TO HIS WORK AT MILLENNIUM PLANNING GROUP, DANA GOWER PROVIDES NON-INVESTMENT COUNSEL, ADVICE AND EDUCATION TO INDIVIDUALS, ASSOCIATIONS, AND CORPORATIONS. AS AN AUTHOR, THESE SERVICES INCLUDE CONSULTING, SPEAKING, AND EDUCATIONAL TRAININGS ON TALENT, CAREERS, ETHICS, DIGITAL ASSETS, AI, ETC. INCLUDING HIS PUBLISHED BOOKS CAREERING & BOOMERNOMICS. IN SO DOING, DANA TYPICALLY WORKS IN CONJUNCTION WITH "AFFILIATE PARTNERS". THESE ARRANGEMENTS BEGAN AT DIFFERENT TIMES AND TAKE APPROXIMATELY 50% OF HIS TIME, MUCH OF WHICH MAY BE DURING SECURITIES TRADING HOURS. THE REMAINING 50% OF HIS TIME WILL BE SPENT WITH MILLENIUM PLANNING GROUP. DANA GOWER IS A VICE PRESIDENT, EXECUTIVE RECRUITER AND CAREER ADVISOR FOR CAREERPRO INC., SINCE 2017: 3725 NATIONAL DRIVE, SUITE 212 RALEIGH, 27612. DANA GOWER IS A SPEAKER AND TRAINER WITH MARTIN BROSSMAN & ASSOCIATES SINCE 2021: 6200 COLDWATER RD. RALEIGH, NC 27616 DANA GOWER IS AN AUTHOR AND A PAID SPEAKER SINCE 2016. 205 ADAMS STREET CARY, NC 27513. DANA GOWER IS ALSO OWNER/PARTNER WITH PAUL DEAN FOR CAREERING BOOK SALES, SINCE 2016: 1004 HAUGHTON GREEN CT, APEX, NC 27502. MILLENNIUM INSURANCE, LLC; AGENT; INVESTMENT RELATED: YES; 1554 THE PARKS DR. PITTSBORO NC 27312 USA;MILLENNIUM INSURANCE, LLC SELLS AND SERVICES FIXED INSURANCE PRODUCTS.; DANA WILL BE IN CHARGE OF SERVICING EXISTING POLICIES AND WRITING FIXED INSURANCE POLICIES.; 2023-03-14; START DATE WITH BUSINESS: 2023-03-14;HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS:10;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 10;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 50%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Wallace Gower's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2023 - Present

MILLENNIUM PLANNING GROUP, LLC

RIA

CRD#: 322368

Cary, NC

Past

May 18, 2010 - June 15, 2020

CHARIOT ADVISORS

RIA

CRD#: 146652

CARY, NC

Past

February 9, 2009 - June 2, 2009

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

RALEIGH, NC

Past

November 17, 2008 - June 2, 2009

NATIONWIDE SECURITIES, LLC

CRD#: 11173

RALEIGH, NC

Past

August 2, 2007 - March 25, 2008

CORNERSTONE FINANCIAL SERVICES, INC.

CRD#: 20627

GREENFIELD, IN

Past

September 10, 2004 - April 11, 2007

OSAIC FA, INC.

RIA

CRD#: 3978

RALEIGH, NC

Past

September 10, 2004 - May 23, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 10, 2004 - April 11, 2007

OSAIC FA, INC.

CRD#: 3978

RALEIGH, NC

Past

December 31, 2001 - September 2, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

RALEIGH, NC

Past

September 16, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 16, 1999 - September 2, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/30/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1999

General Securities Representative Examination

Current Firm

MILLENNIUM PLANNING GROUP, LLC

CRD#: 322368 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/22/2022 Approved)

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Contact information

Main Address

120 Mosaic Blvd. Suite 200-7, Pittsboro, NC 27312

Mailing Address

Phone number

(984) 214-8540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 20,487,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dana W. Gower

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Wallace Gower's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARIOT ADVISORS

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

CORNERSTONE FINANCIAL SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2023

Series 66

Date: 12/30/1999

Series 7

Date: 9/15/1999

Current Firm

MILLENNIUM PLANNING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLENNIUM PLANNING GROUP, LLC

TRUST BUT VERIFY

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