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LR

Lucy M. Rimsky

STRATEGIC ASSET ALLIANCE
Manchester, MO
Some features on this profile are disabled
CRD#: 3270029
LR

Professional summary

Lucy Marie Rimsky, who also goes by Lucy Marie Ahlheim, is a registered financial advisor currently at STRATEGIC ASSET ALLIANCE located in Manchester, Missouri.

Lucy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lucy has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lucy Marie Ahlheim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Marie Rimsky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2025 - Present

STRATEGIC ASSET ALLIANCE

RIA
CRD#: 148763
Manchester, MO
Past

July 15, 2002 - December 31, 2012

COST CONTAINMENT SERVICES, INC.

BD
CRD#: 22938
ST. LOUIS, MO
Past

October 14, 1999 - June 11, 2002

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ASSET ALLIANCE
SAA ADVISORS, INC. | STRATEGIC ASSET ALLIANCE

CRD#: 148763 / SEC#: 801-69727

RIA
Registered Investment Advisory firm - (11/24/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(1/23/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/2/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/1999
General Securities Representative Examination

Current Firm

SA
STRATEGIC ASSET ALLIANCE
SAA ADVISORS, INC. | STRATEGIC ASSET ALLIANCE

CRD#: 148763 / SEC#: 801-69727

RIA
Registered Investment Advisory firm - (11/24/2008 Approved)
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Contact information

Main Address
500 108th Avenue Ne Suite 1100, Bellevue, WA 98004
Mailing Address
Phone number
(360) 255-2500
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (7 States and Territories)

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Documents

Latest Form ADV

Part 2 Brochures

STRATEGIC ASSET ALLIANCE ADV BROCHURE (9/2/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ASSET ALLIANCE

CRD#: 148763Manchester, MO

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