Steven J. Zimmerman

POLEN CAPITAL MANAGEMENT

West Bloomfield, MI

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CRD#: 3269840

Professional summary

Steven Jared Zimmerman, who also goes by Steven Zimmerman, is a registered financial advisor currently at POLEN CAPITAL MANAGEMENT, LLC located in West Bloomfield, Michigan and FORESIDE FUNDS DISTRIBUTORS LLC located in Boca Raton, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Polen Capital Management, LLC; Investment Related; Business Development; Boca Raton, FL; 7/2024; Relationship Manager; Manage relationships with financial advisors; 160 Hrs./Mo 130 Hrs/Mo trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jared Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2024 - Present

POLEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 106093

West Bloomfield, MI

Current

August 6, 2024 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 1825 Nw Corporate Boulevard Suite 300, Boca Raton, FL 33431

CRD#: 31334

Boca Raton, FL

Past

July 8, 2019 - July 17, 2024

THRIVENT ASSET MANAGEMENT, LLC

RIA

CRD#: 137751

Minneapolis, MN

Past

January 2, 2019 - June 13, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MINNEAPOLIS, MN

Past

January 27, 2017 - July 8, 2024

THRIVENT DISTRIBUTORS, LLC

CRD#: 179512

Minneapolis, MN

Past

January 17, 2017 - June 13, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

May 3, 2012 - November 15, 2016

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

August 1, 2006 - April 30, 2012

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

June 5, 2006 - August 2, 2006

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

May 8, 2000 - June 6, 2006

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

September 24, 1999 - May 3, 2000

LPM INVESTMENT SERVICES, INC

CRD#: 33980

PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POLEN CAPITAL MANAGEMENT, LLC

POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093 / SEC#: 801-15180

RIA

Registered Investment Advisory firm - (4/7/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/6/2024)

Alaska
(8/6/2024)

Arizona
(8/6/2024)

Arkansas
(8/6/2024)

California
(8/6/2024)

Colorado
(8/6/2024)

Connecticut
(8/6/2024)

Delaware
(8/6/2024)

District of Columbia
(8/6/2024)

IAR

Florida
(7/17/2024)

Florida
(8/6/2024)

Georgia
(8/6/2024)

Hawaii
(8/6/2024)

Idaho
(8/6/2024)

Illinois
(8/6/2024)

Indiana
(8/6/2024)

Iowa
(8/6/2024)

Kansas
(8/6/2024)

Kentucky
(8/6/2024)

Louisiana
(8/6/2024)

Maine
(8/6/2024)

Maryland
(8/6/2024)

Massachusetts
(8/6/2024)

IAR

Michigan
(7/11/2024)

Michigan
(8/6/2024)

Minnesota
(8/6/2024)

Mississippi
(8/6/2024)

Missouri
(8/6/2024)

Montana
(8/6/2024)

Nebraska
(8/6/2024)

Nevada
(8/6/2024)

New Hampshire
(8/6/2024)

New Jersey
(8/6/2024)

New Mexico
(8/6/2024)

New York
(8/6/2024)

North Carolina
(8/6/2024)

North Dakota
(8/6/2024)

Ohio
(8/6/2024)

Oklahoma
(8/6/2024)

Oregon
(8/6/2024)

Pennsylvania
(8/6/2024)

Rhode Island
(8/6/2024)

South Carolina
(8/6/2024)

South Dakota
(8/6/2024)

Tennessee
(8/6/2024)

Texas
(8/6/2024)

Utah
(8/6/2024)

Vermont
(8/6/2024)

Virginia
(8/6/2024)

Washington
(8/6/2024)

West Virginia
(8/6/2024)

Wisconsin
(8/6/2024)

Wyoming
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

POLEN CAPITAL MANAGEMENT, LLC

POLEN CAPITAL MANAGEMENT, INC. | POLEN CAPITAL MANAGEMENT, LLC

CRD#: 106093 / SEC#: 801-15180

RIA

Registered Investment Advisory firm - (4/7/1980 Approved)

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Contact information

Main Address

1825 Nw Corporate Blvd. Suite 300, Boca Raton, FL 33431

Mailing Address

Phone number

+1 (561) 241-2425

Established

Firm type

Fiscal year end

# of Employees

229

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POLEN REVISED FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,732
AUM (Assets Under Management)	$ 37,703,918,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jared Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUNDS DISTRIBUTORS LLC

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT DISTRIBUTORS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

FRED ALGER & COMPANY, LLC

NEXBANK SECURITIES INC

FORESIDE FUNDS DISTRIBUTORS LLC

FUNDS DISTRIBUTOR, LLC

LPM INVESTMENT SERVICES, INC

Primary Firm SEC Registration

POLEN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2018

Series 63

Date: 12/13/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/23/1999

FINRA

Current Firm

POLEN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POLEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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