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SZ

Steven J. Zimmerman

EQUITY INVESTMENT
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 3269840
SZ

Professional summary

Steven Jared Zimmerman, who also goes by Steven Zimmerman, is a registered financial advisor currently at EQUITY INVESTMENT CORP located in Atlanta, Georgia and FORESIDE FUNDS DISTRIBUTORS LLC located in Atlanta, Georgia.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steven Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jared Zimmerman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

EQUITY INVESTMENT CORP

Office #1: 1776 Peachtree Street Nw Suite 600s, Atlanta, GA 30309
RIA
CRD#: 283930
Atlanta, GA
Current

February 10, 2026 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 1776 Peachtree Street Nw Suite 600s, Atlanta, GA 30309
BD
CRD#: 31334
Atlanta, GA
Past

August 6, 2024 - January 21, 2026

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

July 11, 2024 - January 21, 2026

POLEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 106093
West Bloomfield, MI
Past

July 8, 2019 - July 17, 2024

THRIVENT ASSET MANAGEMENT, LLC

RIA
CRD#: 137751
Minneapolis, MN
Past

January 2, 2019 - June 13, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
MINNEAPOLIS, MN
Past

January 27, 2017 - July 8, 2024

THRIVENT DISTRIBUTORS, LLC

BD
CRD#: 179512
Minneapolis, MN
Past

January 17, 2017 - June 13, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

May 3, 2012 - November 15, 2016

FRED ALGER & COMPANY, LLC

BD
CRD#: 5300
NEW YORK, NY
Past

August 1, 2006 - April 30, 2012

NEXBANK SECURITIES INC

BD
CRD#: 133267
DALLAS, TX
Past

June 5, 2006 - August 2, 2006

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

May 8, 2000 - June 6, 2006

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

September 24, 1999 - May 3, 2000

LPM INVESTMENT SERVICES, INC

BD
CRD#: 33980
PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EI
EQUITY INVESTMENT CORP
BZI PARTNERS, LLC | FIVE FALLS CAPITAL PARTNERS, LLC | EQUITY INVESTMENT CORPORATION ACQUISITION, INC. | EQUITY INVESTMENT CORPORATION | EQUITY INVESTMENT CORP

CRD#: 283930 / SEC#: 801-107945

RIA
Registered Investment Advisory firm - (6/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Georgia
(2/26/2026)
RR
Illinois
(2/10/2026)
RR
Indiana
(2/10/2026)
RR
Iowa
(2/10/2026)
RR
Kentucky
(2/10/2026)
RR
Michigan
(2/10/2026)
RR
Minnesota
(2/10/2026)
RR
Missouri
(2/10/2026)
RR
Nebraska
(2/10/2026)
RR
North Dakota
(2/10/2026)
RR
Ohio
(2/10/2026)
RR
South Dakota
(2/10/2026)
IAR
Texas
(1/27/2026)
RR
Wisconsin
(2/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/31/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EI
EQUITY INVESTMENT CORP
BZI PARTNERS, LLC | FIVE FALLS CAPITAL PARTNERS, LLC | EQUITY INVESTMENT CORPORATION ACQUISITION, INC. | EQUITY INVESTMENT CORPORATION | EQUITY INVESTMENT CORP

CRD#: 283930 / SEC#: 801-107945

RIA
Registered Investment Advisory firm - (6/15/2016 Approved)
PREMIUM
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Contact information

Main Address
1776 Peachtree Street Nw Suite 600s, Atlanta, GA 30309
Mailing Address
Phone number
(404) 239-0111
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EQUITY INVESTMENT CORPORATION ADV 2A & 2B DATED MARCH 19, 2026 (3/19/2026)

Regulatory assets under management

Total Number of Accounts6,761
AUM (Assets Under Management)$ 3,509,589,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITY INVESTMENT CORP

CRD#: 283930Atlanta, GA 30309

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