RB
Rafal R. Baranski
RBF CAPITAL MANAGEMENT
Sarasota, FL 34239
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CRD#: 3269822
RB
Professional summary
Rafal R Baranski, who also goes by Ralph Baranski, is a registered financial advisor currently at RBF CAPITAL MANAGEMENT, INC. located in Sarasota, Florida.
Rafal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Rafal has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ralph Baranski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GOLDEN GOOSE PARTNERS LLC; INVESTMENT-RELATED; 2482 W Paulstan Ct, Sarasota Fl 34237; MINORITY INVESTOR IN START UP COMPANIES; OFFICER/PARTNER (POSITION); MANGER (TITLE); 07/2017 - START DATE; MONTHLY HOURS - 1; HOURS DURING SECURITIES TRADING HOURS - 0; PASSIVE INVESTOR. GREEN GOOSE LLC; INVESTMENT RELATED; 1990 Mains St., Suite 750, Sarasota, FL 34236; MINORITY INVESTOR IN START UP COMPANIES; OFFICER/PARTNER (POSITION); AUTHORIZED MEMBER (TITLE); 10/2018 - START DATE; MONTHLY HOURS - 1; HOURS DURING SECURITIES TRADING HOURS - 0; PASSIVE INVESTOR.
CRS (Client Relationship Summary) - RIA
Click below to view Rafal R Baranski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2012 - Present
RBF CAPITAL MANAGEMENT, INC.
Office #1: 3800 S. Tamiami Trail Suite 327, Sarasota, FL 34239RIA
CRD#: 164524
Sarasota, FL
Past
January 3, 2011 - September 9, 2011
MONTGOMERY ASSET MANAGEMENT, LLC
RIA
CRD#: 150586
LONGBOAT KEY, FL
Past
August 19, 1999 - February 25, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SARASOTA, FL
Past
August 14, 1999 - February 25, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBF CAPITAL MANAGEMENT, INC.
RBF 401(K) PLAN ADVISORY SERVICES | RBF CAPITAL MANAGEMENT, INC. | RBF CAPITAL MANAGEMENT AND RETIREMENT SOLUTIONS
CRD#: 164524 / SEC#: 801-130432
RIA
Registered Investment Advisory firm - (6/14/2024 Approved)Florida
Registered Investment Advisory firm - (1/21/2025 Terminated)Georgia
Registered Investment Advisory firm - (1/21/2025 Terminated)Texas
Registered Investment Advisory firm - (1/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/6/2012)
IAR
Texas(6/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RC
RBF CAPITAL MANAGEMENT, INC.
RBF 401(K) PLAN ADVISORY SERVICES | RBF CAPITAL MANAGEMENT, INC. | RBF CAPITAL MANAGEMENT AND RETIREMENT SOLUTIONS
CRD#: 164524 / SEC#: 801-130432
RIA
Registered Investment Advisory firm - (6/14/2024 Approved)Florida
Registered Investment Advisory firm - (1/21/2025 Terminated)Georgia
Registered Investment Advisory firm - (1/21/2025 Terminated)Texas
Registered Investment Advisory firm - (1/21/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3800 S. Tamiami Trail Suite 327, Sarasota, FL 34239
Mailing Address
Phone number
(941) 870-1944
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 138,083,504 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
