George E. Nikitiadis
Professional summary
George E Nikitiadis is a registered financial professional currently at MAXIM GROUP LLC located in Red Bank, New Jersey.
George is registered as a RR (Registered Representative) and started their career in finance in 2000. George has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George E Nikitiadis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2026 - Present
MAXIM GROUP LLC
Office #1: 68 White Street 2nd Floor, Red Bank, NJ 07701June 17, 2025 - April 17, 2026
WEDBUSH SECURITIES INC.
September 29, 2021 - October 15, 2024
CIBC WORLD MARKETS CORP.
October 3, 2017 - July 13, 2021
MIZUHO SECURITIES USA LLC
August 11, 2015 - October 4, 2017
CHARDAN CAPITAL MARKETS LLC
December 3, 2012 - July 23, 2015
MACQUARIE CAPITAL (USA) INC.
November 3, 2008 - October 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
September 22, 2008 - November 5, 2008
BARCLAYS CAPITAL INC.
August 16, 2000 - September 22, 2008
LEHMAN BROTHERS INC.
July 12, 2000 - August 30, 2000
SANTANDER INVESTMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/21/2005
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
Red Flags
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