Shebly Seyrafi

FBN SECURITIES

NY, NY 10120

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CRD#: 3269613

Professional summary

Shebly Seyrafi is a registered financial professional currently at FBN SECURITIES, INC. located in Ny, New York.

Shebly is registered as a RR (Registered Representative) and started their career in finance in 1999. Shebly has worked at 7 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shebly Seyrafi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2011 - Present

FBN SECURITIES, INC.

Office #1: 112 West 34th Street 18th Floor, Ny, NY 10120Office #2: 112 West 34th Street 17th Floor, New York, NY 10120

CRD#: 18315

NY, NY

Past

August 2, 2010 - April 15, 2011

CAPSTONE INVESTMENTS

CRD#: 41400

SAN DIEGO, CA

Past

July 23, 2008 - March 3, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

August 15, 2006 - July 18, 2008

CARIS & COMPANY, INC.

CRD#: 104235

NEW YORK, NY

Past

December 9, 2005 - August 16, 2006

KAUFMAN BROS., L.P.

CRD#: 37909

NEW YORK, NY

Past

October 7, 2003 - September 19, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 20, 1999 - October 9, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/4/2025)

California
(2/4/2025)

Colorado
(2/4/2025)

Connecticut
(2/4/2025)

Delaware
(2/4/2025)

District of Columbia
(2/4/2025)

Florida
(2/4/2025)

Georgia
(2/4/2025)

Hawaii
(2/4/2025)

Idaho
(2/4/2025)

Illinois
(2/4/2025)

Indiana
(2/4/2025)

Kansas
(2/4/2025)

Louisiana
(2/4/2025)

Maryland
(2/4/2025)

Massachusetts
(2/4/2025)

Michigan
(2/4/2025)

Minnesota
(2/4/2025)

Missouri
(2/4/2025)

New Jersey
(2/4/2025)

New Mexico
(2/4/2025)

New York
(4/21/2011)

North Carolina
(2/4/2025)

Ohio
(2/4/2025)

Oregon
(2/4/2025)

Pennsylvania
(2/4/2025)

Puerto Rico
(2/4/2025)

Rhode Island
(2/4/2025)

South Carolina
(2/4/2025)

Utah
(2/4/2025)

Virginia
(2/4/2025)

Washington
(2/4/2025)

Wisconsin
(2/4/2025)

Exams

State Security Law Exam

Series 63

Date: 11/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 8/23/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/19/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FBN SECURITIES, INC.

FBN SECURITIES, INC. | FLOOR BROKER NETWORK, INC.

CRD#: 18315 / SEC#: , 8-30461

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

112 West 34th Street 17th Floor, New York, NY 10120

Mailing Address

112 West 34th Street 18th Floor, New York, NY 10120

Phone number

(212) 571-2722

Established

New York since 03/23/1983

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NASO, GREGORY VINCENT	MANAGING DIRECTOR, FINOP	4399720
NASO, MICHAEL ANTHONY	GENERAL SECURITIES PRINCIPAL HEAD OF TRADING & SALES, SECRETARY	4412307
NASO, ANTHONY JOHN	MANAGING DIRECTOR	6131968
NASO, DENNIS MICHAEL	SHAREHOLDER	1547034
FAGLIO, THOMAS VINCENT	CHIEF COMPLIANCE OFFICER	1106139

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shebly Seyrafi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shebly Seyrafi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE INVESTMENTS

CREDIT AGRICOLE SECURITIES (USA) INC.

CARIS & COMPANY, INC.

KAUFMAN BROS., L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/24/1999

SIE

Date: 10/1/2018

Series 87

Date: 8/23/2004

Series 7

Date: 8/19/1999

FINRA

Nasdaq Stock Market

Current Firm

FBN SECURITIES, INC.

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FBN SECURITIES, INC.

TRUST BUT VERIFY

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