Eric L. Sampson
Professional summary
Eric Larson Sampson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Eric had worked at 7 firms, which includes WORLD CHOICE SECURITIES INC., GIRARD SECURITIES INC., MODERN CAPITAL SECURITIES INC., MY INVESTMENT ADVISOR INC., INVESTMENT ADVISORS INTERNATIONAL INC., WORLD GROUP SECURITIES INC., WMA SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2012 - December 6, 2012
WORLD CHOICE SECURITIES, INC.
April 21, 2010 - May 16, 2012
GIRARD SECURITIES, INC.
August 5, 2008 - September 2, 2008
MODERN CAPITAL SECURITIES INC.
August 5, 2008 - September 2, 2008
MODERN CAPITAL SECURITIES INC.
July 16, 2008 - January 6, 2020
MY INVESTMENT ADVISOR, INC.
August 16, 2006 - June 4, 2008
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 12, 2002 - June 3, 2008
WORLD GROUP SECURITIES, INC.
September 30, 1999 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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