Matthew D. Leli
Professional summary
Matthew David Leli is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Leli's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2025 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606June 29, 2011 - January 23, 2012
TRADELINK L.L.C.
October 27, 1999 - February 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2025)
Exams
Series 7TO
Date: 7/17/2025
General Securities Representative ExaminationCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
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