David M. Morais

RKL PRIVATE WEALTH

YORK, PA 17402

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CRD#: 3269414

Professional summary

David Michael Morais, CFP®, who also goes by David M Morais, is a registered financial advisor currently at RKL PRIVATE WEALTH located in York, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Morais

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Member of the Investment Committee, Rotary Club of York (PA)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Morais's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

December 19, 2018 - Present

RKL PRIVATE WEALTH

Office #1: 3501 Concord Road, York, PA 17402

RIA

CRD#: 122693

YORK, PA

Past

July 9, 2004 - September 6, 2018

M&T SECURITIES, INC.

RIA

CRD#: 17358

YORK, PA

Past

May 1, 2003 - September 6, 2018

M&T SECURITIES, INC.

CRD#: 17358

YORK, PA

Past

October 9, 2002 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

January 10, 2001 - August 26, 2002

WADDELL & REED

RIA

CRD#: 866

OWINGS MILLS, MD

Past

November 29, 2000 - August 26, 2002

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RKL PRIVATE WEALTH

KUNTZ LESHER CAPITAL LLC | RKL WEALTH MANAGEMENT LLC | RKL PRIVATE WEALTH

CRD#: 122693 / SEC#: 801-66968

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2007

General Securities Principal Examination

Current Firm

RKL PRIVATE WEALTH

KUNTZ LESHER CAPITAL LLC | RKL WEALTH MANAGEMENT LLC | RKL PRIVATE WEALTH

CRD#: 122693 / SEC#: 801-66968

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2006 Terminated)

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Contact information

Main Address

1800 Fruitville Pike, Lancaster, PA 17601

Mailing Address

P.o. Box 8408, Lancaster, PA 17604

Phone number

(717) 399-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RKL WEALTH MANAGEMENT LLC - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,090
AUM (Assets Under Management)	$ 2,128,225,509

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2025	Cover Page	Report
11/22/2024	Cover Page	Report
01/02/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Morais

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Morais's CRS (Customer Relationship Summary).

Certified licenses

Experience

M&T SECURITIES, INC.

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

RKL PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2000

SIE

Date: 9/6/2018

Series 7

Date: 11/28/2000

Series 24

Date: 6/1/2007

Current Firm

RKL PRIVATE WEALTH

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RKL PRIVATE WEALTH

TRUST BUT VERIFY

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