Jacob Schwarz
Professional summary
Jacob Schwarz is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 1999. Jacob has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Schwarz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2013 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206, New York, NY 10005December 8, 2011 - December 20, 2011
J.H. DARBIE & CO., INC.
November 6, 2009 - December 14, 2009
J.H. DARBIE & CO., INC.
November 14, 2007 - December 14, 2007
J.H. DARBIE & CO., INC.
August 18, 2005 - January 9, 2006
GRAND CAPITAL CORP.
March 3, 2003 - February 4, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
July 13, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
August 25, 1999 - August 15, 2000
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2014)
(12/11/2013)
(4/16/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/28/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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