Thomas A. Vigil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas A Vigil was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2000. Thomas had worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2020 - November 12, 2024
INFINITY FINANCIAL SERVICES ADVISORY
October 3, 2018 - December 31, 2020
INFINITY FINANCIAL SERVICES
October 21, 2014 - November 12, 2024
INFINITY FINANCIAL SERVICES
September 4, 2014 - October 10, 2014
INVESTORS CAPITAL CORP.
August 1, 2014 - October 10, 2014
INVESTORS CAPITAL CORP.
December 20, 2013 - July 30, 2014
SIGNATOR INVESTORS, INC.
December 20, 2013 - July 30, 2014
SIGNATOR INVESTORS, INC.
October 16, 2006 - January 2, 2014
MSI FINANCIAL SERVICES, INC.
December 10, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 10, 2002 - January 2, 2014
MSI FINANCIAL SERVICES, INC.
December 19, 2001 - May 8, 2002
FIDELITY BROKERAGE SERVICES LLC
October 12, 2000 - October 12, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
March 23, 2000 - October 3, 2000
ROBERT W. BAIRD & CO. INCORPORATED
March 23, 2000 - October 3, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
INFINITY FINANCIAL SERVICES ADVISORY
CRD#: 304981 / SEC#: 801-117719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INFINITY FINANCIAL SERVICES ADVISORY
CRD#: 304981 / SEC#: 801-117719
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 150,097,662 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
