Dan C. Hayley

CETERA INVESTMENT ADVISERS LLC

BROKEN ARROW, OK 74012

Some features on this profile are disabled

CRD#: 3268925

Professional summary

Dan Clifford Hayley is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Broken Arrow, Oklahoma and CETERA ADVISORS LLC located in Broken Arrow, Oklahoma.

Dan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Dan has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HAYLEY FINANCIAL SERVICES* INVESTMENT RELATED* 2604 W. KENOSHA STREET - BROKEN ARROW, OK* FINANCIAL SERVICES* REGISTERED REPRESENTATIVE* 2/1/2009* FINANCIAL SALES AND SERVICE AND INSURANCE. 2. INTERNATIONAL FELLOWSHIP OF CHRISTIAN BUSINESSMEN; VOLUNTEER, NON-PROFIT ORGANIZATION; STARTED 2001; 8 HOURS PER MONTH. 3. VINEYARD FINANCIAL GROUP, INC; FINANCIAL ADVISOR; DBA; START DATE 04/17/2012; 160 HRS. PER MONTH. 4. Gideons International Volunteer Non-Profit Organization 4 hours per month 06/01/2010

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Clifford Hayley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3101 North Hemlock Circle Suite 130, Broken Arrow, OK 74012

RIA

CRD#: 105644

BROKEN ARROW, OK

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 3101 North Hemlock Circle Suite 130, Broken Arrow, OK 74012

CRD#: 10299

Broken Arrow, OK

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

BROKEN ARROW, OK

Past

May 20, 2011 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

BROKEN ARROW, OK

Past

May 20, 2011 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

BROKEN ARROW, OK

Past

July 29, 2009 - May 3, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

January 23, 2009 - May 3, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

BROKEN ARROW, OK

Past

June 1, 2007 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

TULSA, OK

Past

March 14, 2006 - June 6, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

BROKEN ARROW, OK

Past

September 21, 1999 - March 8, 2006

EDWARD JONES

CRD#: 250

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/8/2022)

Mississippi
(9/8/2022)

IAR

Oklahoma
(11/12/2020)

Oklahoma
(9/8/2022)

IAR

Texas
(11/12/2020)

Texas
(9/8/2022)

Virginia
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/29/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

Thomas Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

Tulsa, OK

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dan C. Hayley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Clifford Hayley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

EDWARD JONES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/29/2008

Series 63

Date: 9/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors