Landy L. Comstock

FINANCIAL FORUM

Spokane, WA 99202

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CRD#: 3268899

Professional summary

Landy Lynn Comstock, who also goes by Landy L Comstock, is a registered financial advisor currently at FINANCIAL FORUM, INC. located in Spokane, Washington.

Landy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Landy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Landy L Comstock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/27/2003 - NON-VARIABLE INSURANCE 2. 07/28/2006 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - 0% TIME SPENT - BRUCE AND HELEN COMSTOCK, CO-EXECUTOR OF THEIR ESTATE 3. 05/17/2016 * comstock farms * Real Estate Rental * not inv rel * at reported business location(s) * family farm land rental * start 08/01/1999 * 1 hr/mo; 0 hrs. during secs trdg hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Landy Lynn Comstock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2020 - Present

FINANCIAL FORUM, INC.

Office #1: 501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202

RIA

CRD#: 307740

Spokane, WA

Past

February 9, 2005 - November 4, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPOKANE, WA

Past

March 17, 2003 - November 4, 2020

LPL FINANCIAL LLC

CRD#: 6413

SPOKANE, WA

Past

September 21, 1999 - February 6, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL FORUM, INC.

CRD#: 307740 / SEC#: 801-118241

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2005

General Securities Principal Examination

Current Firm

FINANCIAL FORUM, INC.

CRD#: 307740 / SEC#: 801-118241

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

501 N Riverpoint Blvd., Ste 104, Spokane, WA 99202

Mailing Address

Phone number

(509) 458-5373

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-APPENDIX 1 (3/24/2025)

ADV PART 2A-2B (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,987
AUM (Assets Under Management)	$ 276,047,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Landy L. Comstock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Landy Lynn Comstock's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

Primary Firm SEC Registration

FINANCIAL FORUM, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2005

Series 63

Date: 9/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1999

Series 24

Date: 12/12/2005

Current Firm

FINANCIAL FORUM, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL FORUM, INC.

TRUST BUT VERIFY

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