Thomas P. Ryan

HAWKINS INVESTMENT COUNSEL

Tacoma, WA

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CRD#: 3268892

Professional summary

Thomas Patrick Ryan, who also goes by Thomas Patrick Ryan Mr, Tom Ryan, is a registered financial advisor currently at HAWKINS INVESTMENT COUNSEL, LLC located in Tacoma, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 8 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Patrick Ryan Mr | Tom Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2024 - Present

HAWKINS INVESTMENT COUNSEL, LLC

RIA

CRD#: 134857

Tacoma, WA

Past

July 13, 2023 - May 14, 2024

STOLZ & ASSOCIATES, PS

RIA

CRD#: 117216

TACOMA, WA

Past

July 17, 2019 - April 20, 2023

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

Seattle, WA

Past

June 10, 2019 - April 20, 2023

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

SEATTLE, WA

Past

September 17, 2012 - November 15, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TACOMA, WA

Past

August 29, 2012 - November 15, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TACOMA, WA

Past

July 1, 2004 - January 17, 2007

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

CRD#: 37550

TACOMA, WA

Past

July 31, 2002 - August 26, 2004

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Past

May 9, 2001 - July 29, 2002

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

May 19, 2000 - May 30, 2001

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAWKINS INVESTMENT COUNSEL, LLC

HAWKINS & ASSOCIATES | HAWKINS INVESTMENT COUNSEL, LLC | HAWKINS ANDREWS INVESTMENT COUNSEL, LLC

CRD#: 134857 / SEC#: 801-129611

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Alaska

Registered Investment Advisory firm - (4/12/2024 Terminated)

Oregon

Registered Investment Advisory firm - (5/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/12/2024 Terminated)

Washington

Registered Investment Advisory firm - (5/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/5/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/12/2019

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/28/2012

General Securities Representative Examination

Current Firm

HAWKINS INVESTMENT COUNSEL, LLC

HAWKINS & ASSOCIATES | HAWKINS INVESTMENT COUNSEL, LLC | HAWKINS ANDREWS INVESTMENT COUNSEL, LLC

CRD#: 134857 / SEC#: 801-129611

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Alaska

Registered Investment Advisory firm - (4/12/2024 Terminated)

Oregon

Registered Investment Advisory firm - (5/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/12/2024 Terminated)

Washington

Registered Investment Advisory firm - (5/15/2024 Terminated)

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Contact information

Main Address

Port Orchard, WA

Mailing Address

Phone number

(360) 536-2181

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 150,833,739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas P. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOLZ & ASSOCIATES, PS

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

Primary Firm SEC Registration

HAWKINS INVESTMENT COUNSEL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/5/2019

Series 63

Date: 7/17/2000

Series 31

Date: 6/12/2019

Series 7

Date: 8/28/2012

Current Firm

HAWKINS INVESTMENT COUNSEL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAWKINS INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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